Here's the scenario: you're retained to argue an appeal in the tough U.S. Court of Appeals for the 7th Circuit; there's a precedent from that very court that appears clearly to stand in your way; you're about to prepare your brief for filing. What do you do about the obstinate precedential obstacle?

I'd be willing to be that if you took a poll of appellate advocates, something on the order of 99.4 percent of them would say that, whatever you do, you don't just ignore it. But that's exactly what counsel did in Gonzalez-Servin, et al. v. Ford Motor Company, et al. (No. 11-1665, Decided November 23, 2011 [PDF]), decided together with another similar case. And, as luck would have it, the case drew Judge Posner, noted, among other things, for his willingness to speak out plainly about what he sees as mistakes.

And speak he did.

When there is apparently dispositive precedent, an appellant may urge its overruling or distinguishing or reserve a challenge to it for a petition for certiorari but may not simply ignore it. . . .

[M]aybe appellants think that if they ignore our precedents their appeals will not be assigned to the same panel as decided the cases that established the precedents. Whatever the reason, such advocacy is unacceptable. The ostrich is a noble animal, but not a proper model for an appellate advocate.

Whereupon he included in the opinion a pair of photographs that graphically reinforced his point — and, I'd say, revealed what in his view was the most obvious feature of the counsel involved.

Of course, Posner being Posner, hastened to inform us that ostriches don't really stick their heads in the sand. Then he singled out the counsel by name. Ouch.

[Hat tip: Joel Kohm]

Simon Fodden is the founder of Slaw. He taught law at Osgoode Hall Law School for more than 30 years before he retired to focus on writing, publishing, and IT and law.
[click on the author's name for more information]

up

4 Comments on “A Lesson in Appellate Advocacy”

  1. David Cheifetz says:

    Nice.

    Let's see how

    "[M]aybe appellants think that if they ignore our precedents their appeals will not be assigned to the same panel as decided the cases that established the precedents. Whatever the reason, such advocacy is unacceptable. The ostrich is a noble animal, but not a proper model for an appellate advocate."

    works if it's modified as needed and applied to appellate courts, themselves.

    [M]aybe divisions of appellate courts think that if they ignore their own precedents they won't get called on this by their colleagues, especially if a judge on the appellate panel was part of the panel deciding the precedents; or there's nobody outside the court (who might matter) to to complain because it's an appellate court of final resort; or it's an inferior appellate court but the panel has good reason to believe the final appellate court won't grant leave to appeal.Whatever the reason, such judicial conduct unacceptable. The ostrich is a noble animal, but it is not a proper model for the appellate judge.

    That seems to make sense, no?

    On the other hand, if one is an august body of last resort ignoring its own recent precedents (for example, the Supreme Court of Canada – this has been known to happen (g)) one apparently gets to claim that it's not necessary to refer to the prior cases because the principles one is about to outline "emerge" from the cases. Who (that matters) is in a position to gainsay?

    Or, if one is judge of an inferior appellate court which should be paying attention to what is said about the exact same point in the co-ordinate appellate courts of the other provinces, but seeming isn't. Well, that's not a proper model for the appellate judge, either, even if those other cases aren't binding but are only persuasive.

    Well … "Outis" might be, but those of us with with a wasted (?) classical education might recall where that got Polyphemus.

    And I suppose some law professors (and those occasionally masquerading as academic lawyers) might be heard to complain, especially if it gets them into print.

    What's sauce for the goose ISN'T, apparently, etc.

    Go figure.

    Kidding aside, I suspect that the lawyer challenged could find examples where what he suggested the lawyer might have been attempting was successful. In the U.S. Federal appellate courts, and maybe all of the state appellate courts, they have a procedure (as I understand it) by which a judge of the appellate court who wasn't on the hearing panel can request the full court reconsider the decision.

    DC

  2. Evan says:

    I can't open the link. But Posner has dealt with the ostrich myth before, in a case involving Conrad Black:

    http://www.ca7.uscourts.gov/tmp/DZ0PUBDN.pdf

    (It's at page 12)

  3. m. diane kindree says:

    Thanks for the info Evan. After reading pg. 12 and the "ostrich head-in-the-sand myth" referenced in the Conrad Black case, I do not believe this form of ridiule of a lawyer and/or a judge (since everyone is capable of mistakes) has a place in a judgement. Furthermore, the pictures are insulting and demeaning and do not accurately depict the behaviour of an ostrich in protecting her young. I am deeply disappointed in Judge Posner's conduct and hope his pictorial representations will be dealt with by an independent judicial counsel. As for the noble ostrich, I do hope the animal rights activists will act to legally correct this undeserved, defaming characterization which doesn't belong in the law or anywhere else for that matter.

    As for the lawyer, being ignorant is not a valid excuse under the law.

  4. Simon Fodden says:

    Sorry the link didn't work: the court has a curious linking structure that produces temporary links that seem to fail for others. I think I've fixed the problem, but let me know if this link still doesn't do the job.

Make a comment:

Note that some comments may be moderated. If you have not had an approved comment here before, your comment will be held for approval. We are glad to publish comments that address issues raised in the post or other comments on it and that contribute to a fruitful discussion. We do not publish comments that seek to promote commercial products, that make personal attacks, or that seek personal legal advice.

Although we do not require it, we ask that in making a comment you use your full name. You must supply a valid email address, which will not appear with your comment.

 

SlawTips      

SlawTips Good Communications = Satisfied Clients
Thursday, February 23

As Richard Ferguson, a lawyer friend of ours says on his email message: “People may forget what you said…. People may forget what you did…. but people will never forget … »»

Practice

SlawTips Current Awareness
Wednesday, February 22

There are two possible approaches to personal current awareness: Develop excellent searching skills so that you can find what you need when you need it Pick a fairly narrow specialty … »»

Research

SlawTips Top 10 Financial Errors: #10 Rely on the Lottery for Your Partnership Retirement Plan
Thursday, February 16

“It is better to have a permanent income than to be fascinating” was said once by Oscar Wilde. The final tip in this series is the capstone issue in our … »»

Practice

noted on Slaw    

MLB Selected Case Summaries    

These summaries of selected recent cases are provided each week to Slaw by Maritime Law Book.
More information.

  • Limitation of Actions - Actions in contract - Actions for debt - General

    Moody died on December 3, 2005, leaving four adult children. Pursuant to Moody’s will two of her children, James and Tyrell, were appointed executors of the estate. It was alleged that, during her ...

  • Barristers and Solicitors - Discipline - Suspension - For professional misconduct

    McLean pled guilty five counts of conduct unbecoming a lawyer. The Discipline Committee suspended him from practice for four months and placed him on indefinite supervision. McLean appealed the length of the penalty.

    The Saskatchewan ...

  • Mines and Minerals - Operation of mines, quarries and wells - Licences and permits - Appeals or judicial review - Standing - Costs

    Grizzly Resources Ltd. (Grizzly). made an applications to the Energy Resources Conservation Board to drill two sour gas wells on the same site. ...

  • Narcotic Control - Offences - Trafficking - Elements of

    The accused was charged with trafficking in cocaine. The trial judge granted the accused’s motion to discharge the charge. The Crown appealed.

    The Saskatchewan Court of Appeal allowed the appeal and ordered a new trial.

    Link ...


TalkLaw/ParLoi    

This is a listing of a few upcoming events in Canada of interest to lawyers, law students, legal librarians, and others involved in the practice of law.

Clicking on any event in the list below will give you access to more information and to links allowing you to see the full entry and to add the event to your own calendar.

Click this link for a fuller version of the TalkLaw/ParLoi calendar of events and for instructions as to how to add events and calendars to your own calendar.

Switch to our mobile site