Regulatory Offences: The Duty to Cooperate, and the Right to Silence
In highly regulated fields and industries, participants are often under a statutory obligation to cooperate with the auditors, inspectors and peace officers who investigate contraventions of the applicable regulatory regime, typically comprised of an Act, Regulations and sometimes the terms of a licence. This coerced cooperation comes in many forms: from retaining and turning over records and documents, to permitting access for physical inspection, to answering probing questions. More often than not inspections occur without warning, and happen quickly before the individual or entity subject to inspection is fully able to take stock of the situation. While this element . . . [more]
